Privacy Policy

FACTS

WHAT DOES EXPAND FINANCIAL, LLC
DO WITH YOUR PERSONAL INFORMATION?

Why?

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

What?

The types of personal information we collect and share depends on the product or service you have with us. This information can include, but is not limited to:
• Social Security number and income;
• Assets and transaction history; and
• Investment experience and risk tolerance.

How?

All financial companies need to share clients’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their clients’ personal information; the reasons Expand Financial, LLC chooses to share and whether you can limit this sharing.

Reasons we can share your personal information

For our everyday business purposes– such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus

For our marketing purposes– to offer our products and services to you

For joint marketing with other financial companies

For our affiliates’ everyday business purposes– information about your transactions and experiences

For our affiliates’ everyday business purposes– information about your creditworthiness

For our affiliates to market to you

For non-affiliates to market to you

Does Expand Financial, LLC?

YES

NO

Can you limit this sharing?

NO

YES

NO

We do not share

To limit our sharing

Please note:
If you are a new client, we can begin sharing your information from the date we sent this notice. When you are no longer our client, we continue to share your information as described in this notice.
However, you can contact us at any time to limit our sharing.

Questions?

Call: 720-387-8158 or go to: WWW.EXPANDFINANCIAL.COM

Who we are

Who is providing this notice?

Expand Financial, LLC

What we do

How does Expand Financial, LLC protect my personal information?

How does Expand Financial, LLC collect my personal information?

Why can’t I limit all sharing?

What happens when I limit sharing for an account I hold jointly with someone else?

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.

We collect your personal information, for example, when you ◼ open an account or give us contact information ◼ enter into an investment adviser contract or give us your income information ◼ tell us about your investment or retirement portfolio We also collect your personal information from other companies.

Federal law gives you the right to limit only ◼ sharing for affiliates’ everyday business purposes—information about your creditworthiness ◼ affiliates from using your information to market to you ◼ sharing for non-affiliates to market to you State laws and individual companies may give you additional rights to limit sharing

Your choices will apply to everyone on your account—unless you tell us otherwise.

Definitions

Affiliates

Non-affiliates

Joint marketing

Companies related by common ownership or control. They can be financial and nonfinancial companies. ◼ Summit Benefits Insurance, LLC ◼ Expand Revenue Management ◼ July Business Services

Companies not related by common ownership or control. They can be financial and nonfinancial companies. ◼ NONE

A formal agreement between nonaffiliated financial companies that together market financial products or services to you. ◼ NONE

Other Important Information

By signing Expand Financial, LLC Agreement, I acknowledge that I have fully read and understand this Privacy Policy and opt-in as outlined above. I understand that if I have any questions or concerns about this policy, it is my responsibility to discuss this with my financial professional.